Module
Outsourcing Oversight
Monitor third-party service providers — fund administrators, transfer agents, custodians, prime brokers, auditors and tax agents — against SLAs, incidents and due-diligence cadence.
Providers
7
7 active contracts
Escalated
1
Requires COO attention
On watch
2
SOC expiring < 90d
1
DDR overdue
0
Due-diligence reviews
Weighted SLA
96.4%
Across all metrics
Service provider register
| Provider | Type | Funds | Risk | Assurance | SOC expiry | Next DDR | Renewal | Status |
|---|---|---|---|---|---|---|---|---|
| Northern Trust (FA) | Fund Administrator | 2 | low | SOC1 Type II | 2026-12-31 | 2026-08-14 | 2026-09-30 | Healthy |
| SS&C GlobeOp | Transfer Agent | 2 | medium | SOC2 Type II | 2026-09-30 | 2026-10-02 | 2027-03-15 | On watch |
| State Street (Custodian) | Custodian | 3 | low | SOC1 Type II | 2027-03-31 | 2026-07-20 ⚠ | 2028-01-01 | Healthy |
| Goldman Sachs PB | Prime Broker | 1 | medium | ISAE 3402 | 2026-06-30 | 2026-05-08 ⚠ | 2026-12-31 | On watch |
| PwC (Auditor) | Auditor | 3 | low | ISAE 3402 | 2027-01-31 | 2026-09-12 | 2026-06-30 | Healthy |
| RSM Tax Services | Tax Agent | 1 | high | Pending | — | 2026-03-01 ⚠ | 2026-04-30 | Escalated |
| Citi Depositary | Depositary | 1 | low | SOC2 Type II | 2026-11-30 | 2026-08-28 | 2027-07-01 | Healthy |